Filing Details

Accession Number:
0001140361-11-052061
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-07 16:35:57
Reporting Period:
2011-11-03
Filing Date:
2011-11-07
Accepted Time:
2011-11-07 16:35:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049108 Dollar Thrifty Automotive Group Inc DTG Services-Auto Rental & Leasing (No Drivers) (7510) 731356520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196101 J Vicki Vaniman 5330 East 31St Street
Tulsa OK 74135
Executive Vp And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-11-03 11,090 $0.97 26,172 No 4 M Direct
Common Stock Disposition 2011-11-03 11,090 $61.58 15,082 No 4 S Direct
Common Stock Acquisiton 2011-11-04 20,000 $0.97 35,082 No 4 M Direct
Common Stock Disposition 2011-11-04 20,000 $62.00 15,082 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-03 11,090 $0.00 45,000 $0.97
Common Stock Employee Stock Option (right to buy) Disposition 2011-11-04 20,000 $0.00 33,910 $0.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
33,910 2018-10-12 No 4 M Direct
13,910 2018-10-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,522 Indirect By Trust
Common Stock 21,734 Indirect By Deferred Compensation Plan
Common Stock 882 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $4.44 2019-05-13 100,000 100,000 Direct
Common Stock Employee Stock Option (right to buy) $24.38 2011-01-31 2018-01-30 14,947 14,947 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-05-13 100,000 100,000 Direct
2018-01-30 14,947 14,947 Direct
Footnotes
  1. The shares are held in trust for the benefit of Ms. Vaniman. Ms. Vaniman is the trustee of the trust.
  2. The amount of the securities owned as of 11/03/11 is comprised of 1,635.2587 units of the Company's 401(k) Plan Stock Fund. As of 11/03/11, each unit consisted of 0.54 shares of Common Stock and $0.60 in cash.
  3. Exercisable in 3 installments of 20%, 20% and 60% on 5/13/10, 5/13/11 and 5/13/12, respectively.
  4. Exercisable in 3 installments on 10/31/09, 10/31/10 and 10/31/11.
  5. This transaction was executed in multiple trades at prices ranging from $61.50 to $62.00. The price reported above represents the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC Staff, DTG or a shareholder of DTG full information regarding the numbers of shares and prices at which the transaction was effected.