Filing Details

Accession Number:
0001181431-11-054431
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-11-02 19:12:09
Reporting Period:
2011-11-01
Filing Date:
2011-11-02
Filing Date Changed:
2011-11-02
Accepted Time:
2011-11-02 20:12:09
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1135711 Netlogic Microsystems Inc NETL Semiconductors & Related Devices (3674) 770455244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296432 Steven Ronald Jankov 3975 Freedom Circle
9Th Floor
Santa Clara CA 95054
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-11-01 49,584 $16.86 513,757
Common Stock Acquisiton 2011-11-01 50,416 $15.15 564,173
Common Stock Disposition 2011-11-01 100,000 $49.08 464,173
Common Stock Disposition 2011-11-01 150,000 $49.08 309,920
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Indirect See Footnote 5
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2011-11-01 49,584 $0.00 49,854 $16.86
Common Stock Stock Option (right to buy) Disposition 2011-11-01 50,416 $0.00 136,844 $15.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-02-23 2016-02-22 No 4 M Direct
86,428 2009-01-31 2017-06-04 No 4 M Direct
Footnotes
  1. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 24,792 shares of common stock at an exercise price of $33.72 per share, was adjusted to 49,584 shares of common stock at an exercise price of $16.86 per share.
  2. On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 68,422 shares of common stock at an exercise price of $30.29 per share, was adjusted to 136,844 shares of common stock at an exercise price of $15.145 per share.
  3. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.0405 to $49.1245. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
  4. The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $49.0376 to $49.1589. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
  5. These shares are held by Global Link 1 Capital, a charitable remainder unitrust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.The shares sold on this date were sold in multiple transactions.
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