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Home > Insider Trading > Filing (0001181431-11-053935)

Filing Details

Accession Number:
0001181431-11-053935
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-31 15:37:51
Reporting Period:
2011-10-27
Filing Date:
2011-10-31
Accepted Time:
2011-10-31 15:37:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Omx Group Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240163 John Jacobs One Liberty Plaza
New York NY 10006		 Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-10-27 13,245 $13.38 174,482 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-27 13,245 $26.00 161,237 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2011-10-28 12,490 $13.38 173,727 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2011-10-28 12,490 $26.00 161,237 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-10-27 13,245 $0.00 13,245 $13.38
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-10-28 12,490 $0.00 12,490 $13.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
16,455 2012-07-24 No 4 M Direct
3,965 2012-07-24 No 4 M Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $7.35 2014-11-15 200,000 200,000 Direct
Common Stock Employee Stock Option (Right to Buy) $9.15 2014-02-18 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $19.75 2020-03-04 22,059 22,059 Direct
Common Stock Employee Stock Option (Right to Buy) $25.07 2018-12-17 45,528 45,528 Direct
Common Stock Employee Stock Option (Right to Buy) $25.28 2021-03-28 22,663 22,663 Direct
Common Stock Employee Stock Option (Right to Buy) $35.92 2016-12-13 32,558 32,558 Direct
Common Stock Employee Stock Option (Right to Buy) $45.38 2017-12-12 22,564 22,564 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-11-15 200,000 200,000 Direct
2014-02-18 100,000 100,000 Direct
2020-03-04 22,059 22,059 Direct
2018-12-17 45,528 45,528 Direct
2021-03-28 22,663 22,663 Direct
2016-12-13 32,558 32,558 Direct
2017-12-12 22,564 22,564 Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 4, 2011.
  2. Represents (i) 14,000 shares acquired upon the exercise of vested stock options, (ii) 67,620 shares or units of restricted stock, of which 32,620 are vested, (iii) 62,888 unvested shares underlying PSUs and (iv) 16,729 shares purchased under the Employee Stock Purchase Plan.
  3. Options exercisable as to 100%.
  4. Options exercisable as to 100%.
  5. Options exercisable as to 100%.
  6. Options exercisable on March 4, 2014.
  7. Options exercisable on December 17, 2012.
  8. Options exercisable on March 28, 2015, subject to accelerated vesting on March 28, 2014, or extension of vesting until March 28, 2016, depending on the achievement of performance goals.
  9. Options exercisable as to 100%.
  10. Options exercisable as to 100%.