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Filing Details

Accession Number:
0001209191-11-051548
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-12 15:11:03
Reporting Period:
2011-10-10
Filing Date:
2011-10-12
Filing Date Changed:
2011-10-12
Accepted Time:
2011-10-12 16:11:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
110621 Rpm International Inc RPM Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) 020642224
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224025 C Frank Sullivan 2628 Pearl Road
P.o. Box 777
Medina OH 44258
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2011-10-10 24,870 $20.76 842,545 No 4 F Direct
Common Stock, $0.01 Par Value Acquisiton 2011-10-10 1,485 $20.92 9,109 No 4 P Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 P Indirect By Thomas C. and Sandra S. Sullivan Irrevocable Grandchildren's Trust dated May 8, 2006
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 3,000 Indirect As custodian for son
Common Stock, $0.01 Par Value 3,000 Indirect As custodian for son
Common Stock, $0.01 Par Value 3,000 Indirect As custodian for son
Common Stock, $0.01 Par Value 900 Indirect As custodian for son
Common Stock, $0.01 Par Value 3,918 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $0.00 239,946 239,946 Direct
Common Stock Stock Appreciation Rights $0.00 1,350,000 1,350,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
239,946 239,946 Direct
1,350,000 1,350,000 Direct
Footnotes
  1. On October 10, 2011, 60,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 24,870 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.
  2. Includes an aggregate of 53,661 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 125,347 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 160,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 190,000 shares of Common Stock issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
  3. Approximate number of shares held as of October 10, 2011 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
  4. No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
  5. Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 2002 and 2004 and expire 10 years from the date of grant.
  6. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2005 and 2011 and expire 10 years from the date of grant.
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