Filing Details

Accession Number:
0001140361-11-048663
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-06 16:59:50
Reporting Period:
2011-10-04
Filing Date:
2011-10-06
Accepted Time:
2011-10-06 16:59:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1344596 American Railcar Industries Inc. ARII Railroad Equipment (3743) 431481791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
921669 C Carl Icahn C/O Icahn Associates Corp.
767 Fifth Ave., Suite 4700
New York NY 10153
Yes No Yes No
1034563 L.p. Holdings Enterprises Icahn 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1080113 Beckton Corp 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1257324 Icahn Enterprises G.p. Inc. 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
1490355 Ieh Ari Holdings Llc 445 Hamilton Avenue
Suite 1210
White Plains NY 10601
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-04 17,900 $15.01 11,848,898 No 4 P Indirect please see all footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect please see all footnotes
Footnotes
  1. Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings") directly beneficially owns 284,753 Shares. IEH ARI Holdings LLC ("ARI Holdings") beneficially owns 11,564,145 Shares. Icahn Enterprises Holdings is the sole member of ARI Holdings. Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP") is the general partner of Icahn Enterprises Holdings. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises GP. Carl C. Icahn beneficially owns 100% of Beckton.
  2. In addition, Mr. Icahn is the indirect holder of approximately 92.6% of the outstanding depositary units representing limited partnership interests in Icahn Enterprises L.P. ("Icahn Enterprises"). Icahn Enterprises GP is the general partner of Icahn Enterprises, which is the sole limited partner of Icahn Enterprises Holdings.
  3. Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to ARI Holdings) may be deemed to indirectly beneficially own the Shares which ARI Holdings owns. Each of Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  4. Pursuant to Rule 16a-1(a)(2) under the Exchange Act, each of Icahn Enterprises GP, Beckton and Mr. Icahn (by virtue of their relationships to Icahn Enterprises Holdings) may be deemed to indirectly beneficially own the Shares which Icahn Enterprises Holdings owns. Each of Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
  5. Does not include 23,800 Shares owned by Gail Golden, the spouse of Mr. Icahn. Pursuant to Rule 16a-1(a)(2) under the Exchange Act, Mr. Icahn (by virtue of his relationship to Ms. Golden) may be deemed to beneficially own such Shares. Mr. Icahn disclaims beneficial ownership of such Shares for all purposes.