Filing Details

Accession Number:
0001099409-11-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-10-04 13:37:55
Reporting Period:
2011-09-30
Filing Date:
2011-10-04
Filing Date Changed:
2011-10-04
Accepted Time:
2011-10-04 14:37:55
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321646 Kraton Performance Polymers, Inc. KRA Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 200411521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106191 Corp Capital Gmt 2300 Windy Ridge Pkwy, Suite 550 South
Atlanta GA 30339
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-09-30 32,300 $16.39 4,247,155
Common Stock Acquisiton 2011-09-30 51,700 $16.44 4,298,855
Common Stock Acquisiton 2011-10-03 51,700 $15.91 4,350,555
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. This Form 4 is being jointly filed by Bay Resource Partners, L.P., a Delaware limited partnership ("Bay"), Bay II Resource Partners, L.P., a Delaware limited partnership ("Bay II"), Bay Resource Partners Offshore Master Fund, L.P., an exempted limited partnership organized under the laws of the Cayman Islands ("Offshore Fund"), GMT Capital Corp., a Georgia corporation ("GMT Capital"), and Thomas E. Claugus, a United States citizen ("Claugus"). The foregoing persons are hereinafter sometimes collectively referred to as the Reporting Persons.
  2. GMT Capital, the general partner of Bay and Bay II, has the power to direct the affairs of Bay and Bay II, including the voting and disposition of shares. As the discretionary investment manager of the Offshore Fund and certain other accounts, GMT Capital has power to direct the voting and disposition of shares held by the Offshore Fund and such accounts. Mr. Claugus is the President of GMT Capital and in that capacity directs the operations of each of Bay and Bay II and the voting and disposition of shares held by the Offshore Fund and separate client accounts managed by GMT Capital. GMT Capital and Mr. Claugus may be deemed to beneficially own indirect pecuniary interest as the result of performance-based fees and profit allocations. Each of GMT Capital and Mr. Claugus disclaims such beneficial ownership except to the extent ultimately realized.
  3. The aggregate number of shares of common stock purchased was 32,300 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 4,900 shares; Bay II = 6,200 shares; Offshore Fund = 18,700 shares; GMT Capital = 1,400 shares; Claugus = 1,100 shares.
  4. 4,247,155 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 589,600 shares directly owned by it; Bay II = 1,128,300 shares directly owned by it; Offshore Fund = 2,236,655 shares directly owned by it; GMT Capital = 175,800 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 116,800 shares directly owned by him.
  5. The aggregate number of shares of common stock purchased was 51,700 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 7,800 shares; Bay II = 9,900 shares; Offshore Fund = 30,000 shares; GMT Capital = 2,300 shares; Claugus = 1,700 shares.
  6. 4,298,855 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 597,400 shares directly owned by it; Bay II = 1,138,200 shares directly owned by it; Offshore Fund = 2,266,655 shares directly owned by it; GMT Capital = 178,100 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 118,500 shares directly owned by him.
  7. The aggregate number of shares of common stock purchased was 51,700 shares and such shares were purchased by the Reporting Persons in the following amounts: Bay = 7,800 shares; Bay II = 9,900 shares; Offshore Fund = 30,000 shares; GMT Capital = 2,300 shares; Claugus = 1,700 shares.
  8. 4,350,555 shares of common stock is the aggregate number of shares of common stock owned by the Reporting Persons and is owned as follows: Bay = 605,200 shares directly owned by it; Bay II = 1,148,100 shares directly owned by it; Offshore Fund = 2,296,655 shares directly owned by it; GMT Capital = 180,400 shares of common stock beneficially owned by it with respect to separate client accounts managed by it; Claugus = 120,200 shares directly owned by him.
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