Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-09-30 17:00:03
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2011-09-30 18:00:03
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1050007 Nutraceutical International Corp NUTR Medicinal Chemicals & Botanical Products (2833) 870515089
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079725 Ii W Frank Gay Nutracetical International Corp
1400 Kearns Blvd 2Nd Fl.
Park City UT 84060
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-28 1,300 $3.50 729,199 No 4 M Direct
Common Stock Disposition 2011-09-28 1,300 $13.12 727,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-09-28 1,300 $0.00 1,300 $3.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
55,800 2011-12-13 No 4 M Direct
  1. Exercise of options expiring on December 13, 2011.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2011.
  3. The price shown in Column 4 is a weighted average. The price range for the sales is $13.00 to $13.17. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The option vested in six equal installments beginning on June 13, 2002.

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