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Filing Details

Accession Number:
0001179110-11-013688
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-29 12:49:17
Reporting Period:
2011-09-27
Filing Date:
2011-09-29
Filing Date Changed:
2011-09-29
Accepted Time:
2011-09-29 13:49:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Trans World Entertainment Corp TWMC Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1491624 Michael Honeyman 38 Corporate Circle
Albany NY 12203
Coo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Par Value $.01 Per Share Acquisiton 2011-09-27 155 $1.91 4,801 No 4 P Indirect By Children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Children
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock Par Value $.01 Per Share 20,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.01 Per Share Employee Stock Option (Right to Buy) $2.11 2020-05-06 700,000 700,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-06 700,000 700,000 Direct
Footnotes
  1. All of the transaction listed above are pursuant to equity plans qualified under Rule 16b-3 and exempt from Section 16(b)of the Securities Exchange Act.
  2. 300,000 of such options will vest ratably over four years, 200,000 of such options will cliff vest after three years of service and 200,000 of such options will cliff vest after four year of service.
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