Filing Details
- Accession Number:
- 0001350050-11-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-22 16:23:17
- Reporting Period:
- 2011-09-20
- Filing Date:
- 2011-09-22
- Filing Date Changed:
- 2011-09-22
- Accepted Time:
- 2011-09-22 17:23:17
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1096339 | Saratoga Resources Inc | SARA | Oil & Gas Field Exploration Services (1382) | 760314489 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1350050 | Kevin Smith | 14003 Cherry Mound Road Houston TX 77077 |
Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-20 | 200 | $5.50 | 199,473 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 20,000 | Indirect | By spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date |
|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $0.36 | 2009-03-12 |
| Common Stock | Stock Option (Right to Buy) | $3.00 | 2010-04-14 |
| Common Stock | Stock Option (Right to Buy) | $3.05 | 2011-03-08 |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-03-12 | 25,000 | 25,000 | Direct |
| 2020-04-14 | 25,000 | 25,000 | Direct |
| 2021-03-08 | 35,000 | 35,000 | Direct |
Footnotes
- Beneficial ownership is disclaimed by Mr. Smith.
- Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.
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