Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2011-09-22 16:23:17
Reporting Period:
Filing Date:
Filing Date Changed:
Accepted Time:
2011-09-22 17:23:17
Original Submission Date:
Cik Name Symbol Sector (SIC) IRS No
1096339 Saratoga Resources Inc SARA Oil & Gas Field Exploration Services (1382) 760314489
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350050 Kevin Smith 14003 Cherry Mound Road
Houston TX 77077
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Disposition 2011-09-20 200 $5.50 199,473
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,000 Indirect By spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date
Common Stock Stock Option (Right to Buy) $0.36 2009-03-12
Common Stock Stock Option (Right to Buy) $3.00 2010-04-14
Common Stock Stock Option (Right to Buy) $3.05 2011-03-08
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-12 25,000 25,000 Direct
2020-04-14 25,000 25,000 Direct
2021-03-08 35,000 35,000 Direct
  1. Beneficial ownership is disclaimed by Mr. Smith.
  2. Options vest 50% on grant, March 8, 2011, and 50% on first anniversary of grant.

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