Filing Details
- Accession Number:
- 0001127602-11-025723
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-21 13:46:22
- Reporting Period:
- 2011-09-19
- Filing Date:
- 2011-09-21
- Accepted Time:
- 2011-09-21 13:46:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051741 | First Niagara Financial Group Inc | FNFG | National Commercial Banks (6021) | 161545669 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1284655 | J Roxanne Coady | 726 Exchange Street Suite 618 Buffalo NY 14210 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-19 | 17,000 | $10.37 | 46,857 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 17,105 | Indirect | SEP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Units (deu) | $0.00 | 96 | 96 | Direct | ||
| Common Stock | Stock Options | $13.09 | 2005-12-30 | 2015-06-17 | 235,400 | 235,400 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 96 | 96 | Direct | |
| 2015-06-17 | 235,400 | 235,400 | Direct |
Footnotes
- DEUs convert into common stock on a 1-for-1 basis.
- DEUs have no exercise price.
- DEUs have no expiration date.
Billionaire Hedge Funds
