Filing Details

Accession Number:
0001209191-11-048374
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-19 16:38:58
Reporting Period:
2011-09-15
Filing Date:
2011-09-19
Accepted Time:
2011-09-19 16:38:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1166003 Xpo Logistics Inc. XPO Transportation Services (4700) 752928175
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
945191 G Michael Jesselson 445 Park Avenue
Suite 1502
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-09-15 2,000 $10.06 12,000 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-09-15 2,000 $0.00 12,000 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-09-15 2,000 $10.08 12,000 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-09-15 2,500 $10.08 10,000 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-09-15 7,500 $10.06 15,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 10,000 Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Commonstock,$0.001 Parvalue Pershare See footnote $7.00 2011-09-02 103,570 725 Indirect
Commonstock,$0.001 Parvalue Pershare Warrants $7.00 2011-09-02 2021-09-02 103,572 103,572 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
103,570 725 Indirect
2021-09-02 103,572 103,572 Indirect
Footnotes
  1. The Michael G. Jesselson and Linda Jesselson 3/12/84 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
  2. Includes (i) 1,500 shares of Common Stock acquired for $10.082 per share and (ii) 500 shares of Common Stock acquired for $10.056 per share.
  3. The Michael G. Jesselson and Linda Jesselson 11/26/85 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
  4. The Michael G. Jesselson and Linda Jesselson 3/31/87 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
  5. The Michael G. Jesselson and Linda Jesselson 6/30/93 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
  6. These securities are held in an individual retirement account of Michael G. Jesselson.
  7. Michael G. Jesselson's spouse is the direct beneficial owner of these securities.
  8. Series A Convertible Perpetual Preferred Stock, $0.001 par value per share.
  9. The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
  10. The Series A Convertible Perpetual Preferred Stock has no expiration date.
  11. Represents (i) 71,428 shares of Common Stock initially issuable upon conversion of 500 shares of Series A Convertible Perpetual Preferred Stock held by the Michael G. Jesselson 12/18/80 Trust and (ii) 32,142 shares of Common Stock initially issuable upon conversion of 225 shares of Series A Convertible Perpetual Preferred Stock held by the Michael G. Jesselson 4/8/71 Trust, in each case subject to adjustment as set forth in the Certificate of Designation.
  12. The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.
  13. The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
  14. Represents (i) 71,429 shares of Common Stock initially issuable upon the exercise of 71,429 Warrants held by the Michael G. Jesselson 12/18/80 Trust and (ii) 32,143 shares of Common Stock initially issuable upon the exercise of 32,143 Warrants held by the Michael G. Jesselson 4/8/71 Trust, in each case subject to adjustment as set forth in the Warrant Certificate.