Filing Details
- Accession Number:
- 0001140361-11-045683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-13 16:02:40
- Reporting Period:
- 2011-09-09
- Filing Date:
- 2011-09-13
- Filing Date Changed:
- 2011-09-13
- Accepted Time:
- 2011-09-13 17:02:40
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1139463 | Medcath Corp | MDTH | Services-General Medical & Surgical Hospitals, Nec (8062) | 562248952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1282683 | Nierenberg Investment Management Company, Inc. | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1282684 | Diii Offshore Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1282685 | D3 Family Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1365745 | D3 Family Bulldog Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1365764 | Inc. Offshore Management Investment Nierenberg | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No | |
| 1405824 | D3 Family Canadian Fund, Lp | 19605 Ne 8Th Street Camas WA 98607 |
No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-09 | 70,000 | $13.46 | 403,596 |
| Common Stock | Disposition | 2011-09-09 | 220,000 | $13.46 | 1,578,863 |
| Common Stock | Disposition | 2011-09-09 | 33,000 | $13.46 | 137,586 |
| Common Stock | Disposition | 2011-09-09 | 125,000 | $13.46 | 356,732 |
| Common Stock | Disposition | 2011-09-12 | 312,074 | $13.26 | 91,522 |
| Common Stock | Disposition | 2011-09-12 | 1,167,097 | $13.26 | 411,766 |
| Common Stock | Disposition | 2011-09-12 | 137,586 | $13.26 | 0 |
| Common Stock | Disposition | 2011-09-12 | 356,732 | $13.26 | 0 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Canadian Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Canadian Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
Footnotes
- Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
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