Filing Details
- Accession Number:
- 0001181431-11-048765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-09 20:12:44
- Reporting Period:
- 2011-09-09
- Filing Date:
- 2011-09-09
- Accepted Time:
- 2011-09-09 20:12:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 862480 | K Swiss Inc | KSWS | Footwear, (No Rubber) (3140) | 954265988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236577 | Fred Edward Flora | C/O K-Swiss Inc 31248 Oak Crest Dr Westlake Village CA 91361 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Acquisiton | 2011-09-09 | 8,000 | $3.99 | 8,000 | No | 4 | M | Direct | |
| Class A Common Stock, Par Value $.01 | Disposition | 2011-09-09 | 8,000 | $4.87 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $.01 | Options to buy Class A Common Stock | Disposition | 2011-09-09 | 8,000 | $0.00 | 8,000 | $3.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-10 | No | 4 | M | Direct |
Footnotes
- 1,334 options vested on 3/1/05, 1,333 options vested on 3/1/06, 3,333 options vested on 3/1/07 and 2,000 options vested on 3/1/08
Billionaire Hedge Funds
