Filing Details
- Accession Number:
- 0001140361-11-044155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-31 14:10:27
- Reporting Period:
- 2011-08-30
- Filing Date:
- 2011-08-31
- Accepted Time:
- 2011-08-31 14:10:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 102037 | Universal Corp | UVV | Wholesale-Farm Product Raw Materials (5150) | 540414210 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1073322 | J William Coronado | 9201 Forest Hill Avenue Richmond VA 23235 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-30 | 9,600 | $35.30 | 27,585 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-08-30 | 400 | $40.55 | 27,185 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-08-30 | 5,000 | $40.55 | 22,185 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2011-08-30 | 9,600 | $35.30 | 9,600 | $35.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,800 | 2010-05-27 | 2019-05-27 | No | 4 | M | Direct |
Footnotes
- after a 12 month period of the grant date, 1/3 of total shares is exercisable for each anniversary date after that for 3 such period.
- includes 15,150 restricted stock units and 1,686 dividend units on the restricted stock. The restricted stock units vest on the fifth aniversary of the award date, however payment will be delayed until termination of service if the individual is a covered employee under code Section 162(m) on the date of vesting.
Billionaire Hedge Funds
