Filing Details

Accession Number:
0001519850-11-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-23 15:31:17
Reporting Period:
2011-08-22
Filing Date:
2011-08-23
Accepted Time:
2011-08-23 14:31:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208762 I Richard Reynolds Libbey Inc
Po Box 10060
Toledo OH 43699-0060
Exec. Vp, Chief Financial Offi Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-22 14,143 $11.79 51,401 No 4 P Indirect by 401(k) plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by 401(k) plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 144,625 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $1.07 2010-02-12 2019-02-12 30,627 30,627 Direct
Common Stock Non-Qualified Stock Option (right to buy) $10.13 2011-02-11 2020-02-11 16,464 16,464 Direct
Common Stock Non-Qualified Stock Option (right to buy) $11.79 2006-12-08 2015-12-08 13,500 13,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $12.80 2017-02-17 30,397 30,397 Direct
Common Stock Non-Qualified Stock Option (right to buy) $15.35 2009-02-15 2018-02-15 13,984 13,984 Direct
Common Stock Non-Qualified Stock Option (right to buy) $17.00 2012-02-10 2021-02-10 10,145 10,145 Direct
Common Stock Non-Qualified Stock Option (right to buy) $20.39 2005-12-10 2014-12-11 13,500 13,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $23.93 2003-11-20 2012-11-21 27,000 27,000 Direct
Common Stock Non-Qualified Stock Option (right to buy) $28.53 2004-12-15 2013-12-16 13,500 13,500 Direct
Common Stock Non-Qualified Stock Option (right to buy) $30.55 2002-11-13 2011-11-14 27,000 27,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-02-12 30,627 30,627 Direct
2020-02-11 16,464 16,464 Direct
2015-12-08 13,500 13,500 Direct
2017-02-17 30,397 30,397 Direct
2018-02-15 13,984 13,984 Direct
2021-02-10 10,145 10,145 Direct
2014-12-11 13,500 13,500 Direct
2012-11-21 27,000 27,000 Direct
2013-12-16 13,500 13,500 Direct
2011-11-14 27,000 27,000 Direct
Footnotes
  1. 14,142.8820 shares acquired through an Intra-Plan transfer into company stock in the 401k plan.
  2. The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
  3. The options become exercisable for 40% of the shares on the first anniversary and 20% of the shares on the second, third and fourth anniversary dates.
  4. There were two grants on February 16, 2007. The grant of 15,690 options become exercisable for 25% of the shares on each of the first, second, third and fourth anniversary dates. The grant of 14,707 options become exercisable for 33% of the shares on the first, second and third anniversary dates.
  5. On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.