Filing Details

Accession Number:
0001181431-11-046380
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-22 07:51:42
Reporting Period:
2011-08-19
Filing Date:
2011-08-22
Accepted Time:
2011-08-22 07:51:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100969 Asiainfo-Linkage Inc ASIA Services-Prepackaged Software (7372) 752506390
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134725 Edward Tian Villa 108, Beijing Riviera Garden
No. 1 Xiangjiang Bei Rd., Chaoyang Dist.
Beijing F4 100103
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-19 52,000 $8.99 3,134,980 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,087,704 Indirect Shares held by Edward Tian's wife, Jean Qin Kong
Common Stock 4,000 Indirect In revocable trust for the benefit of Stephanie Tian
Common Stock 2,181,568 Indirect Held through Pacificlnfo Limited, which is wholly-owned by Edward Tian
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Pre-paid variable delivery forward contract $0.00 2012-05-07 2012-05-07 687,625 687,625 Indirect
Common Stock Restricted Stock Units (right to acquire common stock) $0.00 2012-02-09 2012-08-09 12,352 12,352 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-05-07 687,625 687,625 Indirect
2012-08-09 12,352 12,352 Direct
Footnotes
  1. On May 7, 2011, an amendment (the "Amendment") became effective to a previously reported pre-paid variable delivery forward contract, dated May 5, 2009, between PacificInfo Limited ("PacificInfo"), which is wholly-owned by Edward Tian, and Credit Suisse Capital LLC and Credit Suisse Securities (USA) LLC (collectively referred to as "CSSU"). Pursuant to the Amendment, the number of shares PacificInfo must deliver on May 7, 2012 (the "Maturity Date") to CSSU was amended as follows: (i) the maximum number of shares to be delivered is 741,689 shares, minus 54,064 "Settlement Shares", or, (ii) at the option of PacificInfo, the cash equivalent of such shares. As compensation for the Amendment, PacificInfo agreed to pay CSSU or its agent the amount of shares equal to the Settlement Shares. (Continued in footnote 2)
  2. In addition, the formula for determining the exact number of shares PacificInfo must deliver was revised such that the "Forward Floor Price" is $17.2660, the "Forward Cap Price" is $24.9397, and the averaging dates are the 15 consecutive scheduled trading days starting on April 16, 2012.
  3. Obligation to sell common stock.
  4. 12,352 restricted stock units were granted on August 9, 2011 (the "2011 RSUs"). Each 2011 RSU represents a contingent right to receive one share of common stock. The 2011 RSUs vest in two equal installments on the 6-month and 12-month anniversaries of the grant date. The grant of the 2011 RSUs was conditioned on the Reporting Person's cancellation of the 2009 RSUs and 2010 RSUs.