Filing Details

Accession Number:
0001209191-11-044614
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-17 14:12:25
Reporting Period:
2011-08-16
Filing Date:
2011-08-17
Filing Date Changed:
2011-08-17
Accepted Time:
2011-08-17 15:12:25
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526378 Todd Krasnow C/o Carbonite, Inc.
177 Huntington Avenue
Boston MA 02115
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-08-16 118,812 $0.00 192,771
Common Stock Acquisiton 2011-08-16 5,000 $10.00 10,000
Common Stock Acquisiton 2011-08-16 5,000 $10.00 10,000
Common Stock Acquisiton 2011-08-16 5,000 $10.00 10,000
Common Stock Acquisiton 2011-08-16 25,000 $10.00 25,000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2011-08-16 5,707 $0.00 17,121 $0.00
Common Stock Series A-2 Preferred Stock Disposition 2011-08-16 1,923 $0.00 5,769 $0.00
Common Stock Series B Preferred Stock Disposition 2011-08-16 8,965 $0.00 26,895 $0.00
Common Stock Series B-2 Preferred Stock Disposition 2011-08-16 20,464 $0.00 61,392 $0.00
Common Stock Series D Preferred Stock Disposition 2011-08-16 2,545 $0.00 7,635 $0.00
Common Stock Stock Option (right to buy) Acquisiton 2011-08-16 17,500 $0.00 17,500 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
17,500 2021-07-12 No 4 A Direct
Footnotes
  1. Each share of the Issuer's Preferred Stock converted into Common Stock on a 1:3 basis upon the closing of the Issuer's initial public offering and had no expiration date.
  2. These shares are owned by the Rachel L. Krasnow Trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  3. These shares are owned by the Charles S. Krasnow Trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  4. These shares are owned by the Eric J. Krasnow Trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. These shares are owned by the Todd and Deborah Krasnow Charitable Remainder Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  6. This option becomes exerciseable in 12 equal quarterly installments beginning on October 12, 2011.
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