Filing Details
- Accession Number:
- 0001104659-11-045760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-08-10 16:30:36
- Reporting Period:
- 2011-08-09
- Filing Date:
- 2011-08-10
- Accepted Time:
- 2011-08-10 16:30:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 837173 | Walter Energy Inc. | WLT | Bituminous Coal & Lignite Mining (1220) | 133429953 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191886 | B Joseph Leonard | 3000 Riverchase Galleria - Suite 1700 Birmingham AL 35244 | Interim Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-08-09 | 600 | $74.08 | 3,449 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-08-09 | 800 | $74.10 | 4,249 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Includes an award of 354 Restricted Stock Units which vest in 3 equal annual installments beginning on 4/20/12, an award of 563 Restricted Stock Units which vest in 3 equal annual installments beginning on 3/12/11, subject to continued services as a member of the Company's Board of Directors, and an award of 1,982 Restricted Stock Units which vest in 3 equal annual installments beginning on 4/23/10, subject to continued service as a member of the Company's Board of Directors.
Billionaire Hedge Funds
