Home > Insider Trading > Filing (0001209191-11-042504)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1492426	Horizon Pharma Inc.	HZNP	Pharmaceutical Preparations (2834)	272179987

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1367998	Essex Woodlands Health Ventures Fund Vii Lp	C/O Horizon Pharma, Inc. 1033 Skokie Blvd., Suite 355 Northbrook IL 60062		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-08-02	1,431,467	$0.00	1,431,467	No	4	C	Direct
Common Stock	Acquisiton	2011-08-02	179,317	$0.00	1,610,784	No	4	C	Direct
Common Stock	Acquisiton	2011-08-02	362,366	$9.00	1,973,150	No	4	C	Direct
Common Stock	Acquisiton	2011-08-02	330,104	$9.00	2,303,254	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	C	Direct
No	4	C	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series A Convertible Preferred Stock	Disposition	2011-08-02	1,431,467	$0.00	1,431,467	$0.00
Common Stock	Series B Convertible Preferred Stock	Disposition	2011-08-02	179,317	$0.00	179,317	$0.00
Common Stock	Convertible Promissory Notes	Disposition	2011-08-02	0	$0.00	362,366	$9.00
Series A Preferred Stock	Warrant to Purchase Series A Preferred Stock	Disposition	2011-08-02	67,970	$0.00	67,970	$5.20
Series A Preferred Stock	Warrant to Purchase Series A Preferred Stock	Disposition	2011-08-02	33,985	$0.00	33,985	$5.20
Series A Preferred Stock	Warrant to Purchase Series A Preferred Stock	Disposition	2011-08-02	42,484	$0.00	42,484	$5.20
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2011-08-02	28,630	$0.00	28,630	$12.35
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2011-08-02	14,315	$0.00	14,315	$12.35
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2011-08-02	17,895	$0.00	17,895	$12.35

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	C	Direct
0		No	4	C	Direct
0		No	4	C	Direct
0	2015-10-31	No	4	C	Direct
0	2016-07-02	No	4	C	Direct
0	2016-09-25	No	4	C	Direct
28,630	2015-10-31	No	4	C	Direct
14,315	2016-07-02	No	4	C	Direct
17,895	2016-09-25	No	4	C	Direct

Footnotes

Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 2.374 shares of preferred stock converted into one share of common stock upon the closing of the Issuer's initial public offering.
Represents shares acquired upon conversion, in connection with the Issuer's initial public offering, of convertible promissory notes.
These securities are preferred stock of the Issuer and did not have an expiration date. Prior to the Issuer's initial public offering of common stock, the securities were convertible at any time at the election of the holder. The securities automatically converted into shares of common stock upon the closing of the issuer's initial public offering of common stock.
Principal and accrued interest converted upon the Issuer's initial public offering of common stock, into shares of common stock.
Automatic conversion, in connection with the Issuer's initial public offering, of warrants to purchase Series A Preferred Stock into warrants to purchase Common Stock. The warrants converted at a rate of 2.374 shares of Series A Preferred Stock to 1 share of Common Stock.
The warrants are immediately exercisable and shall terminate on the earlier of the expiration date referenced herein or the occurence of other specified corporate transactions.