Filing Details

Accession Number:
0001209191-11-042498
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-04 17:12:00
Reporting Period:
2011-08-02
Filing Date:
2011-08-04
Accepted Time:
2011-08-04 17:12:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492426 Horizon Pharma Inc. HZNP Pharmaceutical Preparations (2834) 272179987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136148 Atlas Venture Fund Vi Lp C/O Atlas Venture
25 First Street, Suite 303
Cambridge MA 02141
No No Yes No
1143182 Atlas Venture Entrepreneurs Fund Vi Lp C/O Atlas Venture
25 First Street, Suite 303
Cambridge MA 02141
No No Yes No
1292358 Atlas Venture Fund Vi Gmbh & Co Kg C/O Atlas Venture
25 First Street, Suite 303
Cambridge MA 02141
No No Yes No
1292360 Atlas Venture Associates Vi, Inc C/O Atlas Venture
25 First Street, Suite 303
Cambridge MA 02141
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-08-02 1,577,819 $0.00 1,577,819 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 179,740 $0.00 1,757,559 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 387,034 $9.00 2,144,593 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 7,086 $9.00 2,151,679 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 11,834 $9.00 2,163,513 No 4 C Indirect See FN
Common Stock Acquisiton 2011-08-02 352,576 $9.00 2,516,089 No 4 P Indirect See FN
Common Stock Acquisiton 2011-08-02 6,456 $9.00 2,522,545 No 4 P Indirect See FN
Common Stock Acquisiton 2011-08-02 10,782 $9.00 2,533,327 No 4 P Indirect See FN
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 C Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
No 4 P Indirect See FN
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-08-02 1,577,819 $0.00 1,577,819 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2011-08-02 179,740 $0.00 179,740 $0.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 387,034 $9.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 7,086 $9.00
Common Stock Convertible Promissory Notes Disposition 2011-08-02 0 $0.00 11,834 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,859,851 Indirect See FN
Footnotes
  1. Automatic conversion, in connection with the Issuer's initial public offering, of preferred stock into shares of common stock. Every 2.374 shares of preferred stock converted into one share of common stock upon the closing of the Issuer's initial public offering.
  2. Includes 46,003 shares held of record by Atlas Venture Entrepreneurs' Fund VI, L.P. ("AVE"), 27,544 shares held of record by Atlas Fund VI GmbH & Co. KG ("GmbH") and 1,504,272 shares held by Atlas Venture Fund VI, L.P. ("Venture"). These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  3. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  4. Includes 5,240 shares held of record by AVE, 3,137 shares held of record by GmbH and 171,363 shares held by Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  5. Represents shares acquired upon conversion, in connection with the Issuer's initial public offering, of convertible promissory notes.
  6. Securities held in the name of Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  7. Securities held in the name of GmbH. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  8. Securities held in the name of AVE. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  9. Includes 83,379 shares held of record by AVE, 49,923 shares held of record by GmbH and 2,726,549 shares held by Venture. These shares are owned directly by AVE, GmbH and Venture. Atlas Venture Associates VI, L.P. disclaims beneficial ownership as to such shares except to the extent of its proportionate pecuniary interest therein and each of AVE, GmbH and Venture disclaim beneficial ownership to such shares other than those shares held directly by them.
  10. These securities are preferred stock of the Issuer and did not have an expiration date. Prior to the Issuer's initial public offering of common stock, the securities were convertible at any time at the election of the holder. The securities automatically converted into shares of common stock upon the closing of the issuer's initial public offering of common stock.
  11. Principal and accrued interest converted upon the Issuer's initial public offering of common stock, into shares of common stock.