Filing Details

Accession Number:
0001209191-11-042424
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-08-04 09:30:57
Reporting Period:
2011-08-04
Filing Date:
2011-08-04
Filing Date Changed:
2011-08-04
Accepted Time:
2011-08-04 10:30:57
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
895421 Morgan Stanley MS Security Brokers, Dealers & Flotation Companies (6211) 363145972
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182328 P James Gorman C/o Morgan Stanley
1585 Broadway
New York NY 10036
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-08-04 100,000 $20.62 854,393
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 977 Indirect By 401(k) Plan
Common Stock 100,000 Indirect By Grantor Retained Annuity Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.555 to $20.73, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
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