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Home > Insider Trading > Filing (0001181431-11-043049)

Filing Details

Accession Number:
0001181431-11-043049
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-29 17:56:16
Reporting Period:
2011-07-27
Filing Date:
2011-07-29
Accepted Time:
2011-07-29 17:56:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1138639 Infinera Corp INFN Telephone & Telegraph Apparatus (3661) 770560433
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399122 F David Welch C/O Infinera Corporation
140 Caspian Court
Sunnyvale CA 94089		 Evp, Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-27 100,000 $6.96 1,049,493 No 4 P Indirect See Footnote
Common Stock Acquisiton 2011-07-29 50,000 $6.44 1,099,493 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,132 Direct
Common Stock 127,301 Indirect See Footnote
Common Stock 553,750 Indirect See Footnote
Common Stock 500,000 Indirect See Footnote
Common Stock 2,500 Indirect See Footnote
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $2.00 2016-08-08 50,000 50,000 Direct
Common Stock Employee Stock Option (Right to Buy) $2.00 2016-08-08 137,500 137,500 Direct
Common Stock Employee Stock Option (Right to Buy) $7.11 2019-02-10 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $7.45 2019-08-10 150,000 150,000 Direct
Common Stock Employee Stock Option (Right to Buy) $8.19 2016-11-23 75,000 75,000 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2017-06-06 29,214 29,214 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2017-06-06 101,342 101,342 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2018-02-28 2,817 2,817 Direct
Common Stock Employee Stock Option (Right to Buy) $7.61 2018-02-28 81,683 81,683 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 39,465 39,465 Direct
Common Stock Employee Stock Option (Right to Buy) $8.58 2021-02-10 41,535 41,535 Direct
Common Stock Restricted Stock Units $0.00 41,000 41,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-08-08 50,000 50,000 Direct
2016-08-08 137,500 137,500 Direct
2019-02-10 100,000 100,000 Direct
2019-08-10 150,000 150,000 Direct
2016-11-23 75,000 75,000 Direct
2017-06-06 29,214 29,214 Direct
2017-06-06 101,342 101,342 Direct
2018-02-28 2,817 2,817 Direct
2018-02-28 81,683 81,683 Direct
2021-02-10 39,465 39,465 Direct
2021-02-10 41,535 41,535 Direct
41,000 41,000 Direct
Footnotes
  1. Shares held directly by LRFA, LLC of which the Reporting Person is the sole managing member.
  2. Shares held directly by the Welch Family Trust.
  3. Shares held directly by SEI Private Trust Company, Trustee of the Welch Family Heritage Trust I u/I dated 9/24/01.
  4. Shares held directly by Welch Group, L.P. of which the Reporting Person is the general partner.
  5. Shares held directly by the Reporting Person as a trustee for his minor children. The Reporting Person disclaims beneficial ownership of the shares held in trust for his minor children, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for his minor children for purposes of Section 16 or for any other purpose.
  6. The option fully vested on June 29, 2010.
  7. The option fully vested on February 10, 2011.
  8. The option vests and becomes exercisable in twenty-four equal monthly installments beginning on August 10, 2009.
  9. The option vests and becomes exercisable in thirty-six equal monthly installments beginning on November 23, 2009.
  10. The option vests and becomes exercisable in thirty-six equal monthly installments beginning on February 5, 2010.
  11. The option vests and becomes exercisable in forty-eight equal monthly installments beginning on February 5, 2010.
  12. The option vests and becomes exercisable in thirty-six equal monthly installments beginning on February 10, 2011.
  13. Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
  14. The RSUs vest in three equal annual installments beginning on February 5, 2012.
  15. This price represents the weighted average purchase price of the shares ranging from $6.91 to $7 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.
  16. This price represents the weighted average purchase price of the shares ranging from $6.26 to $6.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price.