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Filing Details

Accession Number:
0000950142-11-001351
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-22 15:49:22
Reporting Period:
2011-07-20
Filing Date:
2011-07-22
Filing Date Changed:
2011-07-22
Accepted Time:
2011-07-22 16:49:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487730 Spectrum Brands Holdings Inc. SPB Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 272166630
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233563 Harbinger Capital Partners Master Fund I, Ltd. C/o International Fund Svs. (Ireland) Lt
78 Sir John Rogerson's Quay
Dublin 2 L2 00000
No No Yes Yes
1233569 Philip Falcone 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1371517 Harbinger Capital Partners Special Situations Fund, L.p. 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1371518 Harbinger Capital Partners Special Situations Gp, Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1456927 Harbinger Holdings, Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
1457298 Harbinger Capital Partners Llc 450 Park Avenue, 30Th Floor
New York NY 10022
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) Disposition 2011-07-20 5,495,489 $28.00 903,423 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Par Value $0.01 Per Share) 101,089 Direct
Common Stock (Par Value $0.01 Per Share) 27,756,905 Indirect See footnotes
Footnotes
  1. These shares of the Issuer's common stock, par value $0.01 per share (the "SPB Shares") are owned directly by Harbinger Capital Partners Master Fund I, Ltd. (the "Master Fund"), which is a Reporting Person.
  2. These SPB Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners LLC ("Harbinger LLC"), the investment manager of the Master Fund; Harbinger Holdings, LLC ("Harbinger Holdings"), the manager of Harbinger LLC; and Philip Falcone, the managing member of Harbinger Holdings and the portfolio manager of the Master Fund.
  3. Each Reporting Person listed in Footnote 2 disclaims beneficial ownership of the SPB Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the SPB Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  4. These SPB Shares are owned directly by Harbinger Capital Partners Special Situations Fund, L.P. (the "Special Situations Fund"), which is a Reporting Person.
  5. These SPB Shares may be deemed to be indirectly beneficially owned by the following, each of whom is a Reporting Person: Harbinger Capital Partners Special Situations GP, LLC ("HCPSS"), the general partner of the Special Situations Fund; Harbinger Holdings, the managing member of HCPSS; and Philip Falcone (collectively, the Master Fund, Harbinger LLC, Harbinger Holdings, the Special Situations Fund, HCPSS and Mr. Falcone, the "HCP Persons"), the managing member of Harbinger Holdings and the portfolio manager of the Special Situations Fund.
  6. Each Reporting Person listed in Footnote 5 disclaims beneficial ownership of the SPB Shares except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the SPB Shares for purposes of Section 16 of the Exchange Act of 1934, as amended, or for any other purpose.
  7. These SPB Shares are directly owned by Harbinger Group Inc. ("HGI"), which is not a Reporting Person. These SPB Shares owned by HGI may be deemed to be indirectly beneficially owned by the HCP Persons, each of whom is a Reporting Person.
  8. Each of the HCP Persons disclaims beneficial ownership of the SPB Shares owned by HGI except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such SPB Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.