Filing Details

Accession Number:
0001209191-11-039767
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-18 14:41:28
Reporting Period:
2011-07-08
Filing Date:
2011-07-18
Filing Date Changed:
2011-07-18
Accepted Time:
2011-07-18 15:41:28
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171012 Uni-Pixel UNXL Electronic Components, Nec (3679) 752926437
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
70858 /de/ Corp America Of Bank Bank Of America Corporate Center
100 N Tryon St. 25Th Floor
Charlotte NC 28255
No No Yes No
728612 Merrill Lynch, Pierce, Fenner & Smith Inc. 4 World Financial Center North Tower
New York NY 10080
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-07-08 534 $8.30 645,273
Common Stock Disposition 2011-07-08 534 $7.57 644,739
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Indirect By subsidiary
No 4 S Indirect By subsidiary
Footnotes
  1. Transaction executed by the error correction department of Merrill Lynch, Pierce, Fenner & Smith Incorporated ("MLPFS"), a broker-dealer and wholly owned subsidiary of Merrill Lynch & Co., Inc., a wholly owned subsidiary of Bank of America Corporation ("BAC"), a Delaware corporation and bank holding company registered under the Bank Holding Company Act of 1956, to correct errors made in connection with agency brokerage trades made on behalf of clients of MLPFS.
  2. BAC disclaims that such transaction is subject to reporting under Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or disgorgement under Section 16(b) of the Exchange Act, and neither any statement in this report on Form 4 nor BAC's remittance to the issuer of any profits related to such transaction shall be deemed an admission that Sections 16(a) and 16(b) of the Exchange Act apply to such transaction.
  3. Each of the reporting persons disclaims beneficial ownership of these shares, except to the extent of its pecuniary interest therein.
  4. The transactions reported on this report on Form 4 were effected by MLPFS.
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