Filing Details

Accession Number:
0001440008-11-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-05 17:38:27
Reporting Period:
2011-07-05
Filing Date:
2011-07-05
Accepted Time:
2011-07-05 17:38:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366684 Homeaway Inc AWAY Services-Computer Processing & Data Preparation (7374) 200970381
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1406509 David Yuan C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1406576 C. John Rosenberg C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1419272 P L Vii(A) Tcv C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1420295 Tcv Vii Lp C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1440008 P Christopher Marshall C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
Yes No Yes Yes
1466999 Technology Crossover Management Vii, Ltd. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1467001 Technology Crossover Management Vii, L.p. C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
1498115 P Timothy Mcadam C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-05 243,357 $0.00 283,720 No 4 C Indirect TCV VII, L.P.
Common Stock Acquisiton 2011-07-05 5,007,535 $0.00 5,291,255 No 4 C Indirect TCV VII, L.P.
Common Stock Acquisiton 2011-07-05 116,865 $27.00 5,408,120 No 4 P Indirect TCV VII, L.P.
Series A Redeemable Preferred Stock Disposition 2011-07-05 48,268 $0.00 0 No 4 J Indirect TCV VII, L.P.
Series B Redeemable Preferred Stock Disposition 2011-07-05 3,083 $0.00 0 No 4 J Indirect TCV VII, L.P.
Common Stock Acquisiton 2011-07-05 126,375 $0.00 147,275 No 4 C Indirect TCV VII (A), L.P.
Common Stock Acquisiton 2011-07-05 2,600,532 $0.00 2,747,807 No 4 C Indirect TCV VII (A), L.P.
Common Stock Acquisiton 2011-07-05 60,691 $27.00 2,808,498 No 4 P Indirect TCV VII (A), L.P.
Series A Redeemable Preferred Stock Disposition 2011-07-05 25,066 $0.00 0 No 4 J Indirect TCV VII (A), L.P.
Series B Redeemable Preferred Stock Disposition 2011-07-05 1,600 $0.00 0 No 4 J Indirect TCV VII (A), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect TCV VII, L.P.
No 4 C Indirect TCV VII, L.P.
No 4 P Indirect TCV VII, L.P.
No 4 J Indirect TCV VII, L.P.
No 4 J Indirect TCV VII, L.P.
No 4 C Indirect TCV VII (A), L.P.
No 4 C Indirect TCV VII (A), L.P.
No 4 P Indirect TCV VII (A), L.P.
No 4 J Indirect TCV VII (A), L.P.
No 4 J Indirect TCV VII (A), L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Convertible Preferred Stock Disposition 2011-07-05 243,357 $0.00 243,357 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2011-07-05 5,007,535 $0.00 5,007,535 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2011-07-05 126,375 $0.00 126,375 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2011-07-05 2,600,532 $0.00 2,600,532 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
  2. This Form 4 is filed by more than one Reporting Person and is a joint filing with the Form 4 filed by TCV VI, L.P., TCV Member Fund, L.P., Technology Crossover Management VI, L.L.C, and Jay C. Hoag, Richard H. Kimball, John L. Drew, William J.G. Griffith IV, Jon Q. Reynolds, Jr., and Robert W. Trudeau (collectively, the "TCM VI Members" and, together with Christopher P. Marshall, Timothy P. McAdam, John C. Rosenberg and David L. Yuan, the "TCM VII Class A Directors") on July 5, 2011.
  3. These securities are directly held by TCV VII, L.P. The TCM VII Class A Directors are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII") . Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The TCM VII Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the TCM VII Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Management VII has no pecuniary interest in any of the securities that are being jointly reported by the Reporting Persons on this Form 4.
  4. The Series D Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
  5. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $102,307.00 to TCV VII, L.P. and $53,128.93 to TCV VII (A), L.P.
  6. The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $8,687.81 to TCV VII, L.P. and $4,508.76 to TCV VII (A), L.P.
  7. These securities are directly held by TCV VII (A), L.P. The TCM VII Class A Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The TCM VII Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the TCM VII Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein. Management VII has no pecuniary interest in any of the securities that are being jointly reported by the Reporting Persons on this Form 4.