Filing Details

Accession Number:
0000807249-11-000235
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-01 09:13:35
Reporting Period:
2011-06-30
Filing Date:
2011-07-01
Accepted Time:
2011-07-01 09:13:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2011-06-30 2,500 $46.18 0 No 4 S Indirect By: GGCP, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By: GGCP, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 19,657,000 Indirect By: GGCP Holdings, LLC
Class B Common Stock 350,426 Direct
Footnotes
  1. This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price.
  2. Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 518,466 shares of Class B Common Stock ("Class B Stock") that may be converted into Class A Common Stock.
  3. These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.