Home > Insider Trading > Filing (0000807249-11-000231)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1060349	Gamco Investors Inc. Et Al	GBL	Security Brokers, Dealers & Flotation Companies (6211)	134007862

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580	Chairman & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2011-06-27	2,500	$45.00	7,500	No	4	S	Indirect	By: GGCP, Inc.
Class A Common Stock	Disposition	2011-06-28	2,500	$45.21	5,000	No	4	S	Indirect	By: GGCP, Inc.
Class A Common Stock	Disposition	2011-06-29	2,500	$45.41	2,500	No	4	S	Indirect	By: GGCP, Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By: GGCP, Inc.
No	4	S	Indirect	By: GGCP, Inc.
No	4	S	Indirect	By: GGCP, Inc.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class B Common Stock	19,657,000	Indirect	By: GGCP Holdings, LLC
Class B Common Stock	350,426	Direct

Footnotes

This transaction was executed in multiple trades. The price reported above reflects the weighted average purchase price.
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 518,466 shares of Class B Common Stock ("Class B Stock") that may be converted into Class A Common Stock.
These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.