Filing Details

Accession Number:
0001209191-11-026586
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-06 16:01:54
Reporting Period:
2011-05-06
Filing Date:
2011-05-06
Accepted Time:
2011-05-06 15:01:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123270 Bank Mutual Corp BKMU Savings Institution, Federally Chartered (6035) 392004336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189436 J William Mielke 4949 West Brown Deer Rd
Milwaukee WI 53223
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-06 23,372 $3.21 80,198 No 4 M Direct
Common Stock Disposition 2011-05-06 23,372 $3.76 56,826 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to buy Disposition 2011-05-06 23,372 $3.21 0 $3.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 216,803 Indirect Trustee
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to buy $10.67 2014-05-03 80,000 80,000 Indirect
Common Stock Option to buy $5.05 2021-01-18 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-05-03 80,000 80,000 Indirect
2021-01-18 15,000 15,000 Direct
Footnotes
  1. The weighted average of the trades that occured on May 6, 2011 was $3.7563. Prices ranged from a high of $3.78 to a low of $3.75 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
  2. Directors Stock Option. The option is fully vested.
  3. Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.