Filing Details
- Accession Number:
- 0001104659-11-036174
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-23 14:52:05
- Reporting Period:
- 2011-06-21
- Filing Date:
- 2011-06-23
- Filing Date Changed:
- 2011-06-23
- Accepted Time:
- 2011-06-23 15:52:05
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1315695 | Rockwood Holdings, Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334318 | J Robert Zatta | C/o Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 |
Senior Vice President & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 | Acquisiton | 2011-06-21 | 5,000 | $14.61 | 100,109 |
| Common Stock, Par Value $0.01 | Disposition | 2011-06-21 | 5,000 | $50.00 | 95,109 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Options (right to buy) | Disposition | 2011-06-21 | 5,000 | $0.00 | 5,000 | $14.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,611 | 2014-10-15 | No | 4 | M | Direct |
Footnotes
- These performance-based options were granted on October 15, 2004 and vested 20% on December 31 of each year beginning with 2004 upon achievement of specified performance-based targets and expire on October 15, 2014. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
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