Filing Details

Accession Number:
0001104659-11-036174
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-06-23 14:52:05
Reporting Period:
2011-06-21
Filing Date:
2011-06-23
Filing Date Changed:
2011-06-23
Accepted Time:
2011-06-23 15:52:05
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315695 Rockwood Holdings, Inc. ROC Chemicals & Allied Products (2800) 522277366
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1334318 J Robert Zatta C/o Rockwood Holdings, Inc.
100 Overlook Center
Princeton NJ 08540
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock, Par Value $0.01 Acquisiton 2011-06-21 5,000 $14.61 100,109
Common Stock, Par Value $0.01 Disposition 2011-06-21 5,000 $50.00 95,109
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock Options (right to buy) Disposition 2011-06-21 5,000 $0.00 5,000 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,611 2014-10-15 No 4 M Direct
Footnotes
  1. These performance-based options were granted on October 15, 2004 and vested 20% on December 31 of each year beginning with 2004 upon achievement of specified performance-based targets and expire on October 15, 2014. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1.
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