Filing Details
- Accession Number:
- 0001209191-11-033395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-06-07 13:24:07
- Reporting Period:
- 2011-06-06
- Filing Date:
- 2011-06-07
- Accepted Time:
- 2011-06-07 13:24:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128361 | Nara Bancorp Inc | NARA | National Commercial Banks (6021) | 954170121 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253199 | Jesun Paik | 3731 Wilshire Blvd., Suite 1000 Los Angeles CA 90010 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-06 | 10,000 | $4.75 | 61,033 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-06 | 10,000 | $4.75 | 71,033 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-06 | 10,000 | $7.94 | 61,033 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-statutory stock options | Disposition | 2011-06-06 | 10,000 | $0.00 | 10,000 | $4.75 |
| Common Stock | Non-statutory stock options | Disposition | 2011-06-06 | 10,000 | $0.00 | 10,000 | $4.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2011-07-20 | No | 4 | M | Direct | |
| 0 | 2011-07-20 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $7.755 to $8.23, inclusive. The reporting person undertakes to provide to Nara Bancorp, inc., any security holder of Nara Bancorp, Inc., or the staff othe Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- The original option grant, representing a right to purchase a total of 30,000 shares, became exercisable in three equal annual installments on the grant anniversary date, commencing with the first anniversary date of July 20, 2002. Since the original option grant, NARA stock went through two stock splits 2-for-1, resulting in the reporting person's ownership of additional 80,000 stock options.
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