Filing Details
- Accession Number:
- 0001209191-11-033390
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-06-07 12:37:10
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-06-07
- Accepted Time:
- 2011-06-07 12:37:10
- Original Submission Date:
- 2011-04-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1128361 | Nara Bancorp Inc | NARA | National Commercial Banks (6021) | 954170121 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402559 | S. Kyu Kim | 3731 Wilshire Blvd., Suite 1000 Los Angeles CA 90010 | Evp & Eastern Regional Manager | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-05 | 24,000 | $5.75 | 24,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 3,100 | $9.85 | 20,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 100 | $9.86 | 20,800 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 500 | $10.00 | 20,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 400 | $10.01 | 19,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-02 | 400 | $10.02 | 19,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 4,000 | $9.21 | 15,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 1,100 | $9.22 | 14,400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 11,300 | $9.23 | 3,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 2,200 | $9.24 | 900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 500 | $9.25 | 400 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 100 | $9.26 | 300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 200 | $9.27 | 100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-05 | 100 | $9.28 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option | Disposition | 2011-05-05 | 24,000 | $0.00 | 24,000 | $5.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-05-29 | No | 4 | M | Direct |
Footnotes
- The original Form 4 incorrectly stated the wrong transaction date.
- The original Form 4 incorrectly stated the amount of Securities Beneficially Owned Following Reported Transaction because it did not account for the sale of 2,000 shares on April 28, 2011.
- The original Form 4 omitted the information regarding the sale of the common stock on May 2, 2011 and May 5, 2011.
- The option vested in five equal installments on May 29, 2003, 2004, 2005, 2006, and 2007.
- The original Form 4 incorrectly stated the Number of Derivative Securities Beneficially Owned Following Reported Transaction.
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