Filing Details

Accession Number:
0000895813-11-000103
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-29 10:29:53
Reporting Period:
2011-04-28
Filing Date:
2011-04-29
Accepted Time:
2011-04-29 10:29:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
73124 Northern Trust Corp NTRS State Commercial Banks (6022) 362723087
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1143959 C Robert Mccormack 50 South Lasalle Street
Chicago IL 60603
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-04-28 20,000 $49.79 896,400 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,252 Direct
Common Stock 1,234,552 Indirect By Trust
Common Stock 100,535 Indirect By Trust
Common Stock 319,742 Indirect By Trust
Common Stock 1,303,159 Indirect By Trust
Common Stock 20,851 Indirect By Spouse
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $49.77 to $49.81. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price within this range.
  2. These shares are held in a trust for the benefit of Mr. McCormack's sister-in-law. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
  3. Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  4. These shares are held in a trust for the benefit of Mr. McCormack's brother. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
  5. These shares are held in a trust for the benefit of Mr. McCormack's sister-in-law. Mr. McCormack is a co-trustee of the trust. Reporting person disclaims beneficial ownership.
  6. These shares are held in a revocable trust of which Mr. McCormack is a co-trustee and beneficiary.
  7. These shares are held in a trust of which Mr. McCormack is a co-trustee and beneficiary. Mr. McCormack's sons have the remainder interest in the trust.