Filing Details

Accession Number:
0001209191-11-023000
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-15 14:17:18
Reporting Period:
2011-04-13
Filing Date:
2011-04-15
Accepted Time:
2011-04-15 14:17:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092839 Dune Energy Inc DUNR Oil & Gas Field Services, Nec (1389) 954737507
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1114446 Ag Ubs Bahnofstrasse 45
Zurich V8 CH-8021
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-13 7,860 $0.82 11,717,043 No 4 P Direct
Common Stock Disposition 2011-04-13 7,860 $0.82 11,709,183 No 4 S Direct
Common Stock Acquisiton 2011-04-13 7,500 $0.82 11,716,683 No 4 P Direct
Common Stock Disposition 2011-04-13 7,500 $0.82 11,709,183 No 4 S Direct
Common Stock Acquisiton 2011-04-13 2,500 $0.83 11,711,683 No 4 P Direct
Common Stock Disposition 2011-04-13 2,500 $0.83 11,709,183 No 4 S Direct
Common Stock Acquisiton 2011-04-14 700 $0.83 11,709,883 No 4 P Direct
Common Stock Disposition 2011-04-14 700 $0.83 11,709,183 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
No 4 P Direct
No 4 S Direct
Footnotes
  1. The number of Common Shares beneficially owned is reported as of April 14, 2011 and consists of 10,950,512.9169 Common Shares underlying 10% Senior Redeemable Convertible Preferred Stock (the "Preferred Stock") and 758,670 Common Shares. Each share of Preferred Stock converts into 114.2857 Common Shares.