Filing Details

Accession Number:
0001181431-11-022900
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-04-06 20:27:08
Reporting Period:
2011-04-04
Filing Date:
2011-04-06
Accepted Time:
2011-04-06 20:27:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6951 Applied Materials Inc AMAT Semiconductors & Related Devices (3674) 941655526
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048858 T Thomas Edman C/O Applied Materials, Inc.
P.o. Box 58039, 3050 Bowers Av, M/S 1268
Santa Clara CA 95054
Group Vp & Gm, Display And Akt No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-04-04 3,615 $14.41 163,446 No 4 M Direct
Common Stock Acquisiton 2011-04-04 5,114 $14.41 168,560 No 4 M Direct
Common Stock Disposition 2011-04-04 5,114 $15.29 163,446 No 4 S Direct
Common Stock Acquisiton 2011-04-04 2,357 $14.18 165,803 No 4 M Direct
Common Stock Disposition 2011-04-04 2,357 $15.29 163,446 No 4 S Direct
Common Stock Acquisiton 2011-04-04 6,372 $14.18 169,818 No 4 M Direct
Common Stock Disposition 2011-04-04 6,372 $15.29 163,446 No 4 S Direct
Common Stock Acquisiton 2011-04-04 6,503 $6.04 169,949 No 4 M Direct
Common Stock Disposition 2011-04-04 6,503 $15.29 163,446 No 4 S Direct
Common Stock Acquisiton 2011-04-04 4,876 $5.45 168,322 No 4 M Direct
Common Stock Disposition 2011-04-04 4,876 $15.29 163,446 No 4 S Direct
Common Stock Acquisiton 2011-04-04 1,627 $5.45 165,073 No 4 M Direct
Common Stock Disposition 2011-04-04 1,627 $15.29 163,446 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 3,615 $0.00 3,615 $14.41
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 5,114 $0.00 5,114 $14.41
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 2,357 $0.00 2,357 $14.18
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 6,372 $0.00 6,372 $14.18
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 6,503 $0.00 6,503 $6.04
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 4,876 $0.00 4,876 $5.45
Common Stock Employee Stock Option (right to buy) Disposition 2011-04-04 1,627 $0.00 1,627 $5.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-04-20 2012-01-16 No 4 M Direct
0 2005-04-20 2012-01-16 No 4 M Direct
0 2005-04-20 2012-04-17 No 4 M Direct
0 2005-04-20 2012-04-17 No 4 M Direct
0 2006-05-04 2012-07-25 No 4 M Direct
0 2005-10-16 2012-10-16 No 4 M Direct
0 2006-05-04 2012-10-16 No 4 M Direct
Footnotes
  1. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 140,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 shares are scheduled to vest in August 2011; (b) 18,750 shares are scheduled to vest in installments during each July of 2011 through 2013; (c) 93,000 shares are scheduled to vest in installments during each January of 2012 through 2015; and (d) 22,500 shares are scheduled to vest in installments during each February of 2012 through 2014 (all vesting is subject to continued employment through each vest date).