Home > Insider Trading > Filing (0001140361-11-020522)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1379895	Dynegy Inc.	DYN	Electric Services (4911)	205653152

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1179881	W Thomas Elward	5531 Swan Lake Drive West Bloomfield MI 48322		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-04-01	1,700	$5.72	1,700	No	4	P	Direct
Common Stock	Acquisiton	2011-04-01	3,300	$5.71	5,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock	Acquisiton	2011-03-31	3,070	$0.00	3,070	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,070			No	4	A	Direct

Footnotes

These shares are held in a rabbi trust and are deemed to be phantom stock that are convertible on a 1-for-1 basis.
Reflects shares of phantom stock issued to the Reporting Person pursuant to the Dynegy Inc. Deferred Compensation Plan for Certain Directors, as amended, a Rule 16b-3 Plan with the issuer. The shares of phantom stock were issued in connection with the Reporting Person's director compensation for the first quarter of 2011, and the number of shares of phantom stock issued with respect to the quarter was calculated based on the stock price of the issuer's common stock of $5.70 (rounded) on March 31, 2011, the last trading day of the quarter.
Upon termination of the Reporting Person's service as a director, the shares of phantom stock become payable, at the election of the Reporting Person, in a lump sum payment or in monthly, quarterly or annual installment payments following such termination. The shares of phantom stock are payable in cash or in shares of the issuer's common stock.