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Home > Insider Trading > Filing (0001104659-11-018271)

Filing Details

Accession Number:: 0001104659-11-018271
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-04-01 16:47:06
Reporting Period:: 2011-03-08

Filing Date:: 2011-04-01
Accepted Time:: 2011-04-01 16:47:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282631	Netlist Inc	NLST	Semiconductors & Related Devices (3674)	954812784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1381057	K Chun Hong	51 Discovery, Suite 150 Irvine CA 92618	President, Ceo And Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-03-08	5,260	$2.37	2,558,904	No	4	F	Direct
Common Stock	Disposition	2011-03-30	100,000	$3.00	2,700,000	No	4	S	Indirect	Hong-Cha Community Property Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	S	Indirect	Hong-Cha Community Property Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2011-03-17	300,000	$0.00	300,000	$2.21

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
300,000		2021-03-17	No	4	A	Direct

Footnotes

Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.
Sales reported were effected pursuant to a Rule 10b-5-1 trading plan previously adopted by the reporting person.
The option vests in sixteen (16) equal quarterly installments through March 17, 2015.