Filing Details
- Accession Number:
- 0000354707-11-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-14 21:47:48
- Reporting Period:
- 2010-03-27
- Filing Date:
- 2011-03-14
- Accepted Time:
- 2011-03-14 21:47:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 354707 | Hawaiian Electric Industries Inc | HE | Electric Services (4911) | 990208097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1193241 | H Constance Lau | P.o. Box 730 Honolulu HI 96808-0730 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-03-27 | 1,329 | $0.00 | 1,329 | No | 4 | G | Indirect | By Claire S.K. Swift Trust |
| Common Stock | Disposition | 2011-03-11 | 1,329 | $24.39 | 0 | No | 4 | S | Indirect | By Claire S.K. Swift Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Indirect | By Claire S.K. Swift Trust |
| No | 4 | S | Indirect | By Claire S.K. Swift Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 309,166 | Direct | |
| Common Stock | 85 | Indirect | By 401k |
| Common Stock | 7,712 | Indirect | By custodian for children |
Footnotes
- The reporting person is the trustee of the Claire S.K. Swift Trust, which was established for the benefit of Sun Oi Chun, the reporting person's then living aunt. Upon the death of Sun Oi Chun on March 27, 2010, the reporting person became one of several beneficiaries of the Claire S.K. Swift Trust.
- Liquidation of shares for the final distribution of the Claire S.K. Swift Trust.
- The reporting person disclaims beneficial ownership of the reported securities except to the extent of pecuniary interests therein.
- Includes shares acquired under the Hawaiian Electric Industries, Inc. Dividend Reinvestment and Stock Purchase Plan.
- Represents shares held in the form of stock units in the HEI Common Stock fund pursuant to the Hawaiian Electric Industries Retirement Savings Plan as of March 11, 2011.
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