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Home > Insider Trading > Filing (0001144204-11-014501)

Filing Details

Accession Number:: 0001144204-11-014501
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-14 13:37:00
Reporting Period:: 2011-03-10

Filing Date:: 2011-03-14
Accepted Time:: 2011-03-14 13:37:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1397821	Duff & Phelps Corp	DUF	Security Brokers, Dealers & Flotation Companies (6211)	208893559

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1294062	Noah Gottdiener	C/O Duff And Phelps Corporation 55 East 52Nd Street New York NY US 10055	Ceo And President	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2011-03-10	4,669	$15.25	199,013	No	4	F	Direct
Class A Common Stock	Acquisiton	2011-03-10	300	$15.10	199,313	No	4	P	Direct
Class A Common Stock	Acquisiton	2011-03-11	5,000	$15.13	204,313	No	4	P	Direct
Class A Common Stock	Acquisiton	2011-03-11	52,458	$0.00	256,771	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	P	Direct
No	4	P	Direct
No	4	A	Direct

Footnotes

Shares were delivered to satisfy tax withholding obligations with respect to the vesting of restricted stock.
Represents performance-based restricted stock awards (Performance RSAs). Performance RSAs will become non-forfeitable on the third anniversary of the date of grant if and to the extent certain targets of total shareholder return are attained.