Filing Details

Accession Number:
0001179110-11-004388
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-07 07:36:55
Reporting Period:
2011-03-03
Filing Date:
2011-03-07
Accepted Time:
2011-03-07 07:36:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
837173 Walter Energy Inc. WLT Bituminous Coal & Lignite Mining (1220) 133429953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356391 A Lisa Honnold 4211 W. Boy Scout Blvd.
Tampa FL 33607
Svp,Interim Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-03 927 $47.97 10,356 No 4 M Direct
Common Stock Acquisiton 2011-03-03 3,431 $15.83 13,787 No 4 M Direct
Common Stock Acquisiton 2011-03-03 334 $83.52 14,131 No 4 M Direct
Common Stock Disposition 2011-03-03 4,475 $124.52 9,429 No 4 S Direct
Common Stock Disposition 2011-03-03 3,607 $124.32 5,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualifed stock option Acquisiton 2011-03-03 927 $0.00 927 $47.97
Common Stock Non-qualifed stock option Acquisiton 2011-03-03 3,431 $0.00 3,431 $15.83
Common Stock Non-qualified stock option Acquisiton 2011-03-03 334 $0.00 334 $83.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-02-27 No 4 M Direct
3,431 2019-02-27 No 4 M Direct
666 2020-03-02 No 4 M Direct
Footnotes
  1. Includes shares held by Reporting Person under Employee Stock Purchase Plan.
  2. Options vest in 3 equal annual installments beginning 02/27/09, subject to continued employment.
  3. Options vest in 3 equal annual installments beginning 02/27/2010, with last installment subject to accelerated vesting on 3/31/11, subject to continued employment.
  4. Options vest in 3 equal installments on 2/27/2011, 3/31/2011 and the earlier of 3/2/2013 or termination of employment.
  5. Represents the weighted average sale price for price increments ranging from $124.39 to $124.60. The Reporting Person will undertake to provide, upon request of the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.