Filing Details

Accession Number:
0001209191-11-015244
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-03 18:49:47
Reporting Period:
2011-03-01
Filing Date:
2011-03-03
Filing Date Changed:
2011-03-03
Accepted Time:
2011-03-03 18:49:47
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502912 J Andrew Pinkes The Hartford
One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Restricted Stock Units Acquisiton 2011-03-01 8,648 $28.91 24,257
Common Stock Acquisiton 2011-03-01 10,799 $7.04 14,476
Common Stock Disposition 2011-03-01 13,355 $29.89 1,121
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2011-03-01 10,799 $7.04 10,799 $7.04
Common Stock Stock Option Acquisiton 2011-03-01 23,234 $0.00 23,234 $28.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,305 2019-02-25 No 4 M Direct
23,234 2021-03-01 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date
Common Stock Stock Option $37.37
Common Stock Stock Option $65.99
Common Stock Stock Option $83.00
Common Stock Stock Option $93.69
Common Stock Stock Option $74.88
Common Stock Restricted Units $0.00
Common Stock Restricted Units $0.00
Common Stock Restricted Units $0.00
Common Stock Deferred Units $0.00
Common Stock Deferred Units $0.00
Common Stock Deferred Units $0.00
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-02-22 706 706 Direct
2014-02-20 1,594 1,594 Direct
2016-02-15 2,938 2,938 Direct
2017-02-27 3,650 3,650 Direct
2018-02-26 4,832 4,832 Direct
2012-02-25 10,653 10,653 Direct
2012-11-05 6,868 6,868 Direct
2013-02-25 15,414 15,414 Direct
2011-11-05 992 992 Direct
2012-02-25 1,470 1,470 Direct
2013-05-03 823 823 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on 11/11/2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $29.84 to $30.00 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. All options became exercisable as of February 20, 2006, the third anniversary of the grant date.
  4. All options became exercisable as of February 18, 2007, the third anniversary of the grant date.
  5. All options became exercisable as of February 15, 2009, the third anniversary of the grant date.
  6. All options became exercisable as of February 27, 2010, the third anniversary of the grant date.
  7. All options became exercisable as of February 26, 2011, the third anniversary of the grant date.
  8. One third of the option became exercisable on February 25, 2010, an additional one third, became exercisable on February 25, 2011, and the remaining one-third will become exercisable on February 25, 2012, the third anniversary of the grant date.
  9. One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013 and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
  10. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  11. Each restricted unit will be settled in cash as soon as practicable and in any event within 90 days, after November 05, 2012 (the "Valuation Date"). The cash settlement payable per unit shall be equal the closing stock price per share of the Company's common stock on the Valuation Date as reported on the New York Stock Exchange.
  12. One-third of the restricted unit award will be settled in cash on the first, second and third anniversaries of the grant date (February 25, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Each tranche of the award is subject to a one year holding period from the date of settlement.
  13. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (November 5, 2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  14. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (February 25, 2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  15. One-third of the deferred unit award will be settled in cash as soon as practicable, and in any event within 90 days, after the first, second and third anniversaries of the grant date {May 3, 2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
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