Filing Details

Accession Number:
0001127602-11-008567
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-02 19:36:18
Reporting Period:
2011-02-28
Filing Date:
2011-03-02
Accepted Time:
2011-03-02 19:36:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18937 Ceradyne Inc CRDN Miscellaneous Manufacturing Industries (3990) 330055414
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268645 Bruce Lockhart 3169 Red Hill Avenue
Costa Mesa CA 92626
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-28 332 $37.93 2,397 No 4 S Direct
Common Stock Disposition 2011-02-28 100 $37.92 2,297 No 4 S Direct
Common Stock Disposition 2011-02-28 800 $37.95 1,497 No 4 S Direct
Common Stock Disposition 2011-02-28 100 $37.96 1,397 No 4 S Direct
Common Stock Acquisiton 2011-03-01 1,350 $3.96 2,747 No 4 M Direct
Common Stock Acquisiton 2011-03-01 1,125 $16.89 3,872 No 4 M Direct
Common Stock Acquisiton 2011-03-01 1,500 $21.84 5,372 No 4 M Direct
Common Stock Disposition 2011-03-01 700 $37.28 4,672 No 4 S Direct
Common Stock Disposition 2011-03-01 300 $37.30 4,372 No 4 S Direct
Common Stock Disposition 2011-03-01 200 $37.36 4,172 No 4 S Direct
Common Stock Disposition 2011-03-01 100 $37.35 4,072 No 4 S Direct
Common Stock Disposition 2011-03-01 1,000 $37.38 3,072 No 4 S Direct
Common Stock Disposition 2011-03-01 546 $37.40 2,526 No 4 S Direct
Common Stock Disposition 2011-03-01 129 $37.27 2,397 No 4 S Direct
Common Stock Disposition 2011-03-01 600 $37.28 1,797 No 4 S Direct
Common Stock Disposition 2011-03-01 400 $37.28 1,397 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-01 1,350 $0.00 1,350 $3.96
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-01 1,125 $0.00 1,125 $16.89
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-03-01 1,500 $0.00 1,500 $21.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-16 No 4 M Direct
0 2013-09-10 No 4 M Direct
0 2014-08-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,387 Indirect By 401(k) Plan Trust
Common Stock 428 Indirect Non-qualified Deferred Compensation Plan
Footnotes
  1. This Option vests in five equal installments on December 16, 2003, December 16, 2004, December 16, 2005, December 16, 2006 and December 16, 2007.
  2. This Option vests in five equal installments on September 10, 2004, September 10, 2005, September 10, 2006, September 10, 2007 and September 10, 2008.
  3. This Option vests as to 500 shares on each of 8/16/2005, 8/16/2006, 8/16/2007, 8/16/2008 and 8/16/2009.
  4. Includes shares acquired through a matching contribution by the Company in connection with the Ceradyne 401(k) Plan.
  5. Includes shares acquired through a matching contribution by the Company in connection with the Non-Qualified Deferred Compensation Plan.