Filing Details

Accession Number:
0001140361-11-012024
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 18:27:03
Reporting Period:
2011-02-22
Filing Date:
2011-02-24
Filing Date Changed:
2011-02-24
Accepted Time:
2011-02-24 18:27:03
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
1044435 Active Power Inc ACPW Electric Services (4911) 742642142
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475794 Dietmar Papenfort C/o Active Power, Inc.
2128 W. Braker Lane, Bk12
Austin TX 78758
Vice President Of Sales-Emea No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-02-22 15,625 $1.13 15,625
Common Stock Disposition 2011-02-22 15,625 $2.36 0
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-22 15,625 $0.00 15,625 $1.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,375 2019-11-09 No 4 M Direct
Footnotes
  1. The option, representing a right to purchase a total of 50,000 shares, becomes exercisable in sixteen equal quarterly installments upon the completion of each quarter of service, with the fifth such installment of 3,125 shares becoming exercisable on 02/09/2011, for an aggregate total of 15,625 vested as of that date.
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