Filing Details
- Accession Number:
- 0001140361-11-012024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-24 18:27:03
- Reporting Period:
- 2011-02-22
- Filing Date:
- 2011-02-24
- Filing Date Changed:
- 2011-02-24
- Accepted Time:
- 2011-02-24 18:27:03
- Original Submission Date:
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1044435 | Active Power Inc | ACPW | Electric Services (4911) | 742642142 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1475794 | Dietmar Papenfort | C/o Active Power, Inc. 2128 W. Braker Lane, Bk12 Austin TX 78758 |
Vice President Of Sales-Emea | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings |
|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-22 | 15,625 | $1.13 | 15,625 |
| Common Stock | Disposition | 2011-02-22 | 15,625 | $2.36 | 0 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-02-22 | 15,625 | $0.00 | 15,625 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,375 | 2019-11-09 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase a total of 50,000 shares, becomes exercisable in sixteen equal quarterly installments upon the completion of each quarter of service, with the fifth such installment of 3,125 shares becoming exercisable on 02/09/2011, for an aggregate total of 15,625 vested as of that date.
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