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Filing Details

Accession Number:
0001127602-11-007476
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-24 16:41:52
Reporting Period:
2011-02-22
Filing Date:
2011-02-24
Filing Date Changed:
2011-02-24
Accepted Time:
2011-02-24 16:41:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1125259 Carnival Plc CUK Water Transportation (4400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243490 Gervis Peter Ratcliffe C/o Carnival Corporation
3655 Nw 87Th Ave
Miami FL 33178
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Trust Shares (Beneficial Interest In Special Voting Share) Acquisiton 2011-02-22 10,000 $0.00 10,000 No 4 C Direct
Trust Shares (Beneficial Interest In Special Voting Share) Acquisiton 2011-02-22 20,000 $0.00 30,000 No 4 C Direct
Trust Shares (Beneficial Interest In Special Voting Share) Acquisiton 2011-02-22 908 $0.00 30,908 No 4 A Direct
Trust Shares (Beneficial Interest In Special Voting Share) Acquisiton 2011-02-22 1,107 $0.00 32,015 No 4 A Direct
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2011-02-22 30,000 $42.38 2,015 No 4 S Direct
Trust Shares (Beneficial Interest In Special Voting Share) Disposition 2011-02-23 2,015 $41.39 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Trust Shares (Beneficial Interest In Special Voting Share) Restricted Stock Units Disposition 2011-02-22 10,000 $0.00 10,000 $0.00
Trust Shares (Beneficial Interest In Special Voting Share) Restricted Stock Units Disposition 2011-02-22 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-21 No 4 C Direct
0 2011-02-20 No 4 C Direct
Footnotes
  1. Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (f/k/a P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
  2. Represents shares released from restriction from a Restricted Stock Unit award granted in 2006.
  3. Represents shares released from restriction from a Restricted Stock Unit award granted in 2008.
  4. Represents settlement of dividends accummulated during the restricted period of restricted stock or restricted stock unit award originally granted in 2006 and 2008, which have now been released.
  5. This transaction was executed in multiple trades at prices ranging from $42.23 to $42.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades at prices ranging from $41.39 to $41.3926. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. Restricted stock units either vest or are forfeited therefore there is no expiration date.