Filing Details

Accession Number:
0001140361-11-009465
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-02-14 19:36:04
Reporting Period:
2010-12-31
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 19:36:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
203248 Southern Union Co SUG Natural Gas Transmission (4922) 750571592
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338069 E George Aldrich C/O Southern Union Company
5444 Westheimer Road
Houston TX 77056
Senior V.p. - Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-31 16 $0.00 663 No 5 P Indirect 401(K) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect 401(K) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,567 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to purchase) $24.80 2015-09-02 15,000 15,000 Direct
Common Stock Stock Appreciation Rights $28.07 2016-12-27 13,361 13,361 Direct
Common Stock Stock Appreciation Rights $28.48 29,014 29,014 Direct
Common Stock Cash Restricted Units $0.00 2,849 2,849 Direct
Common Stock Stock Appreciation Rights $12.55 2018-12-15 35,124 35,124 Direct
Common Stock Cash Restricted Units $0.00 3,455 3,455 Direct
Common Stock Stock Appreciation Rights $21.64 2019-12-15 18,190 18,190 Direct
Common Stock Cash Restricted Units $0.00 4,236 4,236 Direct
Common Stock Stock Appreciation Rights $24.80 2020-12-13 14,074 14,074 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-09-02 15,000 15,000 Direct
2016-12-27 13,361 13,361 Direct
29,014 29,014 Direct
2,849 2,849 Direct
2018-12-15 35,124 35,124 Direct
3,455 3,455 Direct
2019-12-15 18,190 18,190 Direct
4,236 4,236 Direct
2020-12-13 14,074 14,074 Direct
Footnotes
  1. This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on the plan statement for the period ended December 31, 2010.
  2. These options are fully vested and exerciseable.
  3. The stock appreciation rights are fully vested and exerciseable.
  4. 8,546 cash restricted units were awarded to the Reporting Person on December 15, 2008 (the "Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date 2008. To date restrictions on 5,697 cash restricted units have expired.
  5. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, 23,416 stock appreciation rights are currently vested and exerciseable.
  6. 5,182 cash restricted units were awarded to the Reporting Person on December 15, 2009 (the "Grant Date 2009"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date 2009. To date, restrictions on 1,727 cash restricted units have expired.
  7. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share, which was equal to the closing price on Grant Date 2009. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2009. To date, 6,063 stock appreciation rights are currently vested and exerciseable.
  8. 4,236 cash restricted units were awarded to the Reporting Person on December 13, 2010 (the "Grant Date 2010"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of the Grant Date 2010.
  9. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share, which was equal to the closing price on Grant Date 2010. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2010.