Filing Details

Accession Number:
0000091142-11-000040
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-14 19:27:19
Reporting Period:
2011-02-11
Filing Date:
2011-02-14
Filing Date Changed:
2011-02-14
Accepted Time:
2011-02-14 19:27:19
Original Submission Date:
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Motors & Generators (3621) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315989 G Ajita Rajendra A. O. Smith Water Products Company
500 Tennessee Waltz Parkway
Ashland City TN 37015
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings
Common Stock Acquisiton 2011-02-01 7,050 $42.22 52,438
Common Stock Disposition 2011-02-11 2,560 $42.22 49,878
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2011-02-11 7,050 $0.00 7,050 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 No 4 M Direct
Footnotes
  1. 7,050 Restricted Stock Units were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 7,050 Restricted Stock Units vested on 02/11/2011. As of result of vesting, the Company is obligated to deliver 7,050 shares of Common Stock to the reporting person.
  2. The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
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