Home > Insider Trading > Filing (0001187376-17-000003)

Filing Details

Accession Number:: 0001187376-17-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-10-16 17:58:33
Reporting Period:: 2017-10-12

Accepted Time:: 2017-10-16 17:58:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1223389	Conns Inc	CONN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187376	A Warren Stephens	111 Center Street Little Rock AR 72201		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-10-12	30,000	$25.36	2,757,920	No	4	P	Indirect	By Stephens Investments Holdings LLC
Common Stock	Acquisiton	2017-10-13	12,000	$25.50	2,769,920	No	4	P	Indirect	By Stephens Investments Holdings LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Stephens Investments Holdings LLC
No	4	P	Indirect	By Stephens Investments Holdings LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	22,619	Indirect	By Warren Miles Amerine Stephens 2012 Trust
Common Stock	385,350	Indirect	By Warren A. Stephens Grantors Trust
Common Stock	285,000	Indirect	By Warren A. Stephens Roth IRA
Common Stock	430,000	Indirect	By WAS Family Trust One
Common Stock	279,831	Indirect	By Harriet C. Stephens Trust
Common Stock	403,452	Indirect	By Paula W. and John P. Calhoun Family Trust
Common Stock	931,038	Indirect	By Warren and Harriet Stephens Childrens Trust
Common Stock	82,430	Indirect	By Stephens Inc.
Common Stock	0	Indirect	By WAS Conns Annuity Trust One
Common Stock	56,633	Indirect	By Warren Miles Amerine Stephens 1995 Trust
Common Stock	6,352	Indirect	By Warren Miles Amerine Stephens Trust
Common Stock	56,633	Indirect	By John Calhoun Stephens 1995 Trust
Common Stock	6,352	Indirect	By John Calhoun Stephens Trust
Common Stock	56,633	Indirect	By Laura Whitaker Stephens 1995 Trust
Common Stock	6,352	Indirect	By Laura Whitaker Stephens Trust
Common Stock	68,706	Indirect	By Warren Miles Amerine Stephens Revocable Trust
Common Stock	68,705	Indirect	By John C. Stephens Revocable Trust
Common Stock	68,705	Indirect	By Laura Whitaker Stephens Revocable Trust

Footnotes

Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.275 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.
Price is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $25.45 to $25.70, inclusive. Reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.
Number of shares reported as indirectly owned by Harriet C. Stephens Trust reflects the receipt of 96,548 shares previously reported as indirectly owned by Paula W. & John P. Calhoun Family Trust UID 6/29/2016, a grantor retained annuity trust for the benefit of the children of Warren and Harriet Stephens.
Number of shares reported as indirectly owned by Paula W. & John Cahoun Family Trust UID 6/29/2016 reflects the transfer to Harriet C. Stephens Trust of 96,548 shares pursuant to an annuity obligation.
Number of shares reported as indirectly owned by WAS Conns Annuity Trust One reflects the gifts by WAS Conns Annuity Trust One of (i) 68,706 shares to Warren Miles Amerine Stephens Revocable Trust, (ii) 68,705 shares to John C. Stephens Revocable Trust, and (iii) 68,705 shares to Laura Whitaker Stephens Revocable Trust. All of such trusts are trusts established for the benefit of reporting person's children.
Represents shares previously reported as indirectly owned by WAS Conns Annuity Trust One.