Filing Details
- Accession Number:
- 0001179110-17-013191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-10-06 20:00:20
- Reporting Period:
- 2017-10-05
- Accepted Time:
- 2017-10-06 20:00:20
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389436 | S Michael Burke | C/O Aecom 1999 Avenue Of The Stars, Suite 2600 Los Angeles CA 90067 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-10-05 | 66,561 | $27.54 | 220,923 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-10-05 | 56,800 | $36.86 | 164,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-10-05 | 66,561 | $0.00 | 66,561 | $27.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-05 | 2017-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 38,910 | Indirect | by Merrill Lynch under AECOM Retirement & Savings Plan (RSP) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $31.62 | 2024-03-05 | 638,570 | 638,570 | Direct | |
| Common Stock | Restricted Stock Unit | $0.00 | 111,077 | 111,077 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 154,274 | 154,274 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 140,375 | 140,375 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 115,304 | 115,304 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-05 | 638,570 | 638,570 | Direct |
| 111,077 | 111,077 | Direct | |
| 154,274 | 154,274 | Direct | |
| 140,375 | 140,375 | Direct | |
| 115,304 | 115,304 | Direct |
Footnotes
- The sale in this Form 4 was made pursuant to a 10b5-1 trading plan adopted on September 1, 2017 solely to cover the option cost, taxes and other fees related to the exercise of the stock option that would have expired on December 8, 2017. After the transaction, the remaining 9,761 net shares continue to be held by Michael S. Burke.
- This transaction was executed in multiple trades at prices ranging from $36.46 to $36.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit represents a contingent right to receive one share of AECOM common stock.
- The option becomes exercisable, if at all, beginning on March 5, 2019 subject to (A) continued employment and (B) the average daily closing price of AECOM's common stock on the New York Stock Exchange during any consecutive 20 trading day period exceeding certain price hurdles.
- The restricted stock units vest in December 2017.
- The restricted stock units vest in three equal annual installments beginning on November 2017.
- The restricted stock units vest in December 2018.
- The restricted stock units vest in December 2019.
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