Filing Details

Accession Number:
0001225208-17-015901
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-04 14:42:36
Reporting Period:
2017-10-04
Accepted Time:
2017-10-04 14:42:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1656828 A Marie Chandoha 211 Main Street
San Francisco CA 94105
President - Csim No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-10-04 3,923 $27.45 10,923 No 4 M Indirect by Trust
Common Stock Disposition 2017-10-04 3,923 $44.51 7,000 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (right to buy) Disposition 2017-10-04 3,923 $0.00 3,923 $27.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,424 2015-08-01 2024-08-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.
  2. This transaction was executed in multiple trades at prices ranging from $44.5 to $44.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.