Filing Details

Accession Number:
0001104659-17-060286
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-10-02 18:21:21
Reporting Period:
2017-09-28
Accepted Time:
2017-10-02 18:21:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497442 D Scott Grinis 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-28 9,308 $50.04 209,708 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $9.00 2011-07-28 2020-07-28 56,000 56,000 Direct
Common Stock Employee Stock Option (Right to Buy) $12.55 2012-02-28 2021-02-28 10,000 10,000 Direct
Common Stock Employee Stock Option (Right to Buy) $12.45 2013-02-28 2022-02-28 10,195 10,195 Direct
Common Stock Employee Stock Option (Right to Buy) $15.34 2014-02-28 2023-02-28 8,000 8,000 Direct
Common Stock Employee Stock Option (Right to Buy) $41.84 2015-02-28 2024-02-28 6,200 6,200 Direct
Common Stock Employee Stock Option (Right to Buy) $53.88 2016-02-28 2025-02-27 6,000 6,000 Direct
Common Stock Employee Stock Option (Right to Buy) $20.51 2017-02-28 2026-02-28 3,234 3,234 Direct
Common Stock Employee Stock Option (Right to Buy) $31.70 2018-03-28 2027-03-28 2,233 2,233 Direct
Common Stock Restricted Stock Units $0.00 2018-02-28 1,334 1,334 Direct
Common Stock Restricted Stock Units $0.00 2019-02-28 1,618 1,618 Direct
Common Stock Restricted Stock Units $0.00 2019-08-02 23,336 23,336 Direct
Common Stock Restricted Stock Units $0.00 2020-03-28 6,700 6,700 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-07-28 56,000 56,000 Direct
2021-02-28 10,000 10,000 Direct
2022-02-28 10,195 10,195 Direct
2023-02-28 8,000 8,000 Direct
2024-02-28 6,200 6,200 Direct
2025-02-27 6,000 6,000 Direct
2026-02-28 3,234 3,234 Direct
2027-03-28 2,233 2,233 Direct
2018-02-28 1,334 1,334 Direct
2019-02-28 1,618 1,618 Direct
2019-08-02 23,336 23,336 Direct
2020-03-28 6,700 6,700 Direct
Footnotes
  1. This option grant vests over a 4 year period; one-fourth of the total amount vests on each anniversary of the date of grant.
  2. This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
  3. This option grant vests over a 3year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  4. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock
  5. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
  6. These restricted stock units vest over a 3-year period; one-third of the total amount vests on each anniversary of the date of grant.
  7. These restricted stock units vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.
  8. These restricted stock units vest over a 3-year period; one-twelfth of the total amount vests on each three-month anniversary of the date of grant.
  9. The stock sold by the Reporting Person and reported herein were sold at a range of between $49.95 and $50.20 per share. The sale price represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.