Filing Details

Accession Number:
0001246360-17-002816
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-10-02 17:07:11
Reporting Period:
2017-08-16
Accepted Time:
2017-10-02 17:07:11
Original Submission Date:
2017-08-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024478 Rockwell Automation Inc ROK Measuring & Controlling Devices, Nec (3829) 251797617
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1204907 M David Dorgan 1201 South Second Street
Milwaukee WI 53204
Vp And Controller No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-16 3,000 $69.57 11,455 No 4 M Direct
Common Stock Disposition 2017-08-16 3,000 $165.05 8,455 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-08-16 3,000 $0.00 3,000 $69.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,500 2011-12-07 2020-12-07 No 4 M Direct
Footnotes
  1. Amended to include 2,100 shares that were omitted from the total amount beneficially owned as last reported for this person because of an administrative error.
  2. Includes 630 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.